Simple. Reliable. Affordable
Essential Compliance Services for Financial Advisors Who Want to Take Charge of Their Growth
Part of the reason many financial advisors establish their own firms is so they can be in control of their business. You reach a certain point in your career where you want to focus on what you do best, like maintaining strong relationships with clients and creating custom planning solutions—everything else simply needs to support your vision for your business. Our commitment to operational and compliance oversight allows each of our advisors the efficiency to focus on just that – establishing meaningful, lasting client relationships and providing the comprehensive solutions they deserve.
No matter where you are in your career, though, every advisor needs a third-party compliance department to oversee their practice. The problem is, outsourcing these services to a large corporation can eat into your profits or limit the way you want to run your business. That’s why we created CORE—to offer essential compliance and licensing services without the extraneous fees of larger RIA firms.
Streamlined Services
Our à la carte-style solutions allow you to pay for the support you need without wasting money on services you don’t use.
Manageable Fees
We created a flat fee structure for our compliance service that allows you to grow your practice exponentially without incurring additional expenses when your revenue increases.
Dedicated Support
Our dedicated professionals offer personal support for all your questions and concerns, so you don’t waste time trying to resolve over-complicated compliance issues.